If you have seen a Windsor zither-banjo you may have noticed that the
portion of the second fret which lies underneath the first string is set
slightly further up the neck than is the rest of the fret. Why did Windsor
decide to do this?
The explanation is at the same time complicated and simple. Many people
with sensitive ears experience difficulty in tuning stringed instruments
– and the difficulty experienced only increases with the ability to hear
fine gradations between pitches. The modern system of tones used in
Western music is a fascinating compromise which took centuries to evolve.
This system, in which the octave is split into twelve equal semitones,
enables music to be played in all twelve keys. In his book ‘Temperament’,
Stuart Isacoff describes how this tuning system, known as ‘equal
temperament’, gradually became accepted in spite of fierce opposition in
musical, philosophical and even religious circles.
In earlier times other musical scales were made use of. These were
based on the pure intervals between tones which occur in the natural
harmonic series.
Pythagorus worked out that if a string is divided into half then this
subdivision will vibrate at twice the frequency as and sound exactly one
octave above the original string. If the string is divided into thirds
then the portion of the string which is two thirds the length of the
original string will vibrate 3/2 times as fast as and will sound a perfect
fifth above the original string. Examples of the interval of the fifth are
C up to G, F up to C and G up to D. Other natural intervals are similarly
found: thus, if divided into quarters, the portion which is three quarters
the original length will vibrate 4/3 times faster than and sound a perfect
fourth (e.g. C up to F, G up to C, etc.) above the original string. If
divided into fifths, the portion which is four fifths the original length
will vibrate 5/4 times faster than and sound a major third, (e.g. C up to
E, F up to A, G up to B, etc.) above the original vibrating string.
The natural intervals given by these simple mathematical ratios are
experienced as "pure" or "in tune" by the inner ear.
However, beautiful sounding though they are, these natural intervals are
not easily contained within the Western diatonic scale. To be more
precise, the problem arises when the music played involves keys with
several flat or sharp notes, i.e. involving the five black notes located
at their familiar positions in between the seven diatonic notes of the C
major scale.
If a scale beginning on C contains the naturally "in tune"
minor third from C to Eb, the naturally "in tune" major third
from C to E and the naturally "in tune" perfect fourth from C to
F, then it is found that the semitone from Eb to E is significantly
smaller than the semitone from e.g. E to F. The mathematical explanation
for this is not so complicated. The ratios of these intervals are: minor
third C-Eb 6/5; major third C-E 5/4, perfect fourth C-F 4/3. The gap, i.e.
the semitone, between Eb and E is given by 6/5 divided by 5/4. This works
out at 25/24. The gap between E and F is given by 5/4 divided by 4/3. This
equals 16/15. This is also a semitone but as we see quite a lot bigger –
in fact, one and a half times bigger than that between Eb an E! This
difference is clearly audible. Corresponding discrepancies appear with
other intervals in the scale and the result is that a piece of music in,
say, F# major will sound quite excruciating. For a thorough study of the
problems kicked up by Pythagorus’s pure ratios see ‘Treatise on
Harmony’ by Jean-Philippe Rameau.
To enable music to be played in all keys the purity of the natural
intervals had to be sacrificed and were replaced by the not-quite-in-tune
intervals contained within the scale of equal temperament. This scale is
constructed thus. The octave is the interval in which the upper tone
vibrates at twice the frequency of the lower tone. The mathematical
formula which gives the ratio of successive tones in a twelve-note scale
of equal temperament turns out to be the twelfth root of two. This
provides us with a scale in which each semitone step is proportionally
identical to the next. This allows us to build banjos with frets at fixed
positions. As mentioned, however, the intervals are no longer pure, i.e.
no longer in tune. They are nothing like as badly out of tune as those
which crop up trying to play F# major music on an instrument tuned with
natural intervals based around the C major scale but, nevertheless, to a
keen ear they are not quite in tune. Thus, for example, the tempered
perfect fifth (e.g. C to G) is ever so slightly flat when compared with
the natural perfect fifth. The tempered major third (e.g. C to E) is
slightly sharp of the natural major third while the tempered minor third
(e.g. C to Eb) is slightly flat in comparison with its natural
counterpart.
Back to our Windsor banjo! Concentrating solely on getting the open
strings in the best possible tune, we would try to tune our 1st,
2nd and 3rd strings (D, B, G) so as to attain a
natural perfect 5th from G to D, natural major third from G to
B and natural minor third from B to D. This makes a lovely, in-tune open G
major chord. Thus tuned, all the barré positions would also be in perfect
tune (that is, in tune with themselves - other things permitting, such as
correct bridge position, low string action, evenly gauged strings etc.)
However, thus far we have only played chords in which all three strings
are stopped at the same fret. Play a C major chord, i.e. 3rd
string open G, 2nd string C (1st fret) and 1st
string E (2nd fret), and we are now at the mercy of the fret
positioning in order to attain chords in tune with themselves. Played on
an instrument fretted according to the scale of equal temperament this C
major chord will not be in tune. Why not?
The major third between the C and the E now consists of the nicely in
tune natural minor third between the open strings B to D PLUS two tempered
semitones (D to E on the first string) MINUS one tempered semitone (B to C
on the second string). In other words, we start with a natural minor third
- which is, as mentioned earlier, a wider interval than the tempered minor
third - and we add a tempered semitone to it. The result is a major third
which is a slightly wider interval than the tempered major third. However,
we remember that our sweet sounding in-tune natural major third is
actually a NARROWER interval than the tempered version. So when we play
the 1st and 2nd strings of the C major chord
described above on a banjo which doesn’t have Windsor’s idiosyncratic
second fret we notice that the upper note, i.e. the E on the first string,
is sharp.
This is the fault which Windsor tried to correct by setting the 1st
string portion of the 2nd fret back up the neck. Unfortunately,
in getting this C major chord in better tune he then put other chords out
of tune. For example, in the 2nd fret barré chord of A major
the 1st string E is no longer a sweet sounding in-tune perfect
fifth above the 3rd string A but is slightly flat and sounds
rather deflated. The other obvious point is that, had Windsor wanted all
his major thirds between first and second string tones to be in better
tune, then he would have had to set the first string portion of EVERY fret
slightly back from the remainder of the fret. This would in turn have put
every barré position chord out of tune. It seems that Windsor felt that
the C major chord, being used so often, deserved special attention and
that getting it in tune was worth any consequent out-of-tuneness in the
other chords which involved the 1st string 2nd fret.
It is hard to say whether on balance Windsor’s correction was worth
it or not. Another downside is that the stretch from the 2nd to
4th frets on the first string, i.e. E up to F#, is that bit
longer and for some hands more awkward. However, it now has to be
recognised that this 1st string E is part of the Windsor sound
and I for one wouldn’t change that! The lesson from all this is that our
wonderful Western tuning system is a massively messy compromise which just
about works. Rather like life in general really!